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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
NV RA APPROVED 1993-12-30
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • NV RA
    APPROVED
    Since 1993-12-30

Branch Locations

606 South 9Th Street, Las Vegas, NV 89101 • United States

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 09/2005 03/2020
Ameriprise Financial Services, Llc Las Vegas NV 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 3717 Country Club Dr. #2 Long Beach, CA 90807 Rental Condo, ,; Not Investment-Related; 10/30/2017. Board of Directors; CEF of Southern Nevada Inc.; Board Member and Secretary; 1482 E University Ave, , Las Vegas, NV, 89119; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Successor Trustee. Other Business Activities; Musician/Entertainer; Play banjo in shows; 4420 Sands Point Cir, , Las Vegas, NV, 89121; Not Investment-Related; 07/01/1977; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-05
  • S63 Uniform Securities Agent State Law Examination
    1985-04-05
Other Names
  • Stephanie Webb
  • Stephanie Jane Webb

View on SEC IAPD

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