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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| NV | RA | APPROVED | 1993-12-30 |
Branch Locations
606 South 9Th Street, Las Vegas, NV 89101 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Las Vegas | NV | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 03/2020 | Present |
Real Estate Ownership; Single Family; 3717 Country Club Dr. #2 Long Beach, CA 90807 Rental Condo, ,; Not Investment-Related; 10/30/2017. Board of Directors; CEF of Southern Nevada Inc.; Board Member and Secretary; 1482 E University Ave, , Las Vegas, NV, 89119; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Successor Trustee. Other Business Activities; Musician/Entertainer; Play banjo in shows; 4420 Sands Point Cir, , Las Vegas, NV, 89121; Not Investment-Related; 07/01/1977; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-04-05 |
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