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801 Sunset Drive Suite C100, Johnson City, TN 37604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-11-13 |
Branch Locations
801 Sunset Drive Suite C100, Johnson City, TN 37604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Values First Advisors, Inc. | Abingdon | VA | 08/2009 | 02/2017 |
| Values First Advisors, Inc. | Johnson City | TN | 02/2017 | Present |
ROY IS LICENSED TO SELL INSURANCE AND IS ENTITLED TO RECEIVE COMMISSIONS OR OTHER REMUNERATION ON THE SALE OF INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-01 |
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