Roman Savage Leniw

Current Employers

Employment History

• 05/2009 → 10/2018
  Wells Fargo Advisors Financial Network Llc
  Fairfield, NJ
• 10/2018 → 09/2024
  Realta Equities Inc.
  Wilmington, DE
• 10/2018 → 09/2024
  Realta Investment Advisors, Inc.
  Wilmington, DE
• 09/2024 → Present
  Nations Financial Group, Inc
  Cedar Rapids, IA

Previous Registrations

• 2018-10-16 → 2024-09-05
  Realta Investment Advisors, Inc
  Fairfield, NJ
  Wilmington, DE
• 2004-07-30 → 2018-10-15
  Wells Fargo Advisors Financial Network, Llc
  Fairfield, NJ
  Fairfield, NJ
• 2002-05-08 → 2004-08-11
  Citigroup Global Markets Inc.
  Little Falls, NJ

Other Businesses

1. KEY CLIENT FINANCIAL ADVISORS; IS INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES; POSITION IS PARTNER/OWNER; STARTED 8/1/04; SPEND APPROX ON BUSINESS 160 HOURS; SPEND APPROX 160 HOURS ON BUSINESS DURING TRADING HOURS; DUTIES ARE TO OFFER INVESTMENT AND ADVISORY SERVICES TO CLIENTS. 2. KEY CLIENT; IS NOT INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS TO LEASE OFFICE SPACE; POSITION IS PARTNER; STARTED IN 2005; SPEND APPROX 2 HOURS A MONTH ON BUSINESS; SPEND APPROX 2 HOURS PER MONTH ON BUSINESS DURING TRADING HOURS; DUTIES ARE NOTING INCOME ON QUICKBOOKS. 3. DISABILITY INCOME INSURANCE-ONLY;IS NOT INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS TO OFFER DISABILITY INCOME INSURANCE; POSITION IS AGENT; STARTED 10/24/2024; SPEND APPROX 1 HOUR PER MONTH ON BUSINESS; SPEND APPROX 1 HOUR PER MONTH ON BUSINESS DURING TRADING HOURS; DUTY IS AGENT FOR DISABILITY INCOME INSURANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-14
• S63 Uniform Securities Agent State Law Examination
  1985-04-12