Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2009-06-09
  • AZ RA
    APPROVED
    Since 2009-06-09

Branch Locations

3654 North Power Road Suite 144, Mesa, AZ 85215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Mesa AZ 04/2009 Present
Raymond James Financial Services Advisors, Inc. Mesa AZ 01/2009 Present
Kosisky Financial Services Mesa AZ 07/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: Kosisky Financial Services Address: 3654 N Power Rd, Ste 144, Mesa, AZ 85215, mesa, AZ, 85215, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 07/13/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: SIngle partner LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-21
S63 Uniform Securities Agent State Law Examination 1985-04-02
  • S66 Uniform Combined State Law Examination
    2009-05-21
  • S63 Uniform Securities Agent State Law Examination
    1985-04-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mesa, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor