Gary Kahn Stern

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*: 2126283 Entity Type: For Profit Name of OBA: G S Ascot Address: white plains, NY 10601 Investment Related: no Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/01/2025 No Hours: 1hr/mo No Hours during trading: 1 Duties: it is my deceased father's home in Florida...we are renting it out for part of the year and formed an llc I*2143261, Entity Type: Fiduciary, Name of OBA: r s rev trust fbo of z s, Address: white plains, New York, 10601, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 30-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee I*2146257, Entity Type: Fiduciary, Name of OBA: g s trustee uta dtd 12/11/24 by R s, Address: white plains, New York, 10601, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 31-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee I*2143262, Entity Type: Fiduciary, Name of OBA: r s rev trust fbo c c, Address: white plains , New York, 10601, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 30-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Triustee I*2143260, Entity Type: Fiduciary, Name of OBA: R s rev trust fbo J s, Address: white plains , New York, 10601, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 30-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee I*2144264, Entity Type: Fiduciary, Name of OBA: r s rev trust fbo m c, Address: white plains, New York, 10601, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 30-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee I*2300258, Entity Type: Fiduciary role Name of OBA: R S Irrev Trust fbo S T dtd 12/22/20, Address: white plains, New York, 10601, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 07-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Co-Tristee I*2348258, Entity Type: Fiduciary role Name of OBA: g k s ttee s c tte dtd 12/22/2020, Address: white plains, New York, 10601, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 14-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee I*3698277 Entity Type: Fiduciary role Name of OBA: G.K S. ttee,S. S. C. ttee u/a dated 3/23/200 Address: ChapelHill, North Carolina, 27312 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/19/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/parents I*3698278 Entity Type: Fiduciary role Name of OBA: G. K S, ttee,S. C. S. ttee 03/23/2009 Address: Chapel Hill, North Carolina, 27517 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/19/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/ Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-29
• S63 Uniform Securities Agent State Law Examination
  1985-04-08