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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2011-01-11 |
Branch Locations
2825 E Cottonwood Parkway Suite 430, Salt Lake City, UT 84121 • United States
South Jordan, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors,Llc | New York | NY | 07/1996 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/1996 | Present |
1.RIGHT MANAGEMENT, 525 W MONROE ST #1500, CHICAGO, IL 60661-3649; NOT INVESTMENT RELATED. SENIOR EXECUTIVE COACH. PROVIDES TRAINING AND DEVELOPMENT TO EXECUTIVES AND TEAMS; START DATE 01/01/2009; APPROX. 5 HRS PER MONTH; APPROX. $1,000 ANNUAL COMPENSATION. 2. APPROVED DBA MURDOCK FINANCIAL. APPROVED TO OFFER P&C THROUGH HAGGERTY INSURANCE AGENCY AS OF JANUARY 2016. APPROVED AS OF JULY 2012 TO SELL HEALTH AND DISABILITY ON BEHALF OF CARRIERS OTHER THAN EQUITABLE OR EQUITABLE NETWORK, PROTECT YOUR PROFITS. 3. APPOINTED TO SELL OUTSIDE EQUITABLE NETWORK INSURANCE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-17 |
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