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Sandra Sue Sailer

Stifel, Nicolaus & Company, Incorporated

San Luis Obispo, CA

Avila Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-12
CA RA APPROVED 2009-09-22
  • TX RA
    APPROVED_RES
    Since 2020-01-12
  • CA RA
    APPROVED
    Since 2009-09-22

Branch Locations

4460 Broad Street Suite 210, San Luis Obispo, CA 93401 • United States

Avila Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Redlands CA 09/2009 Present
  • 09/2009 → Present
    Stifel Nicolaus & Co Inc
    Redlands, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-23
S63 Uniform Securities Agent State Law Examination 1985-07-22
  • S65 Uniform Investment Adviser Law Examination
    2010-03-23
  • S63 Uniform Securities Agent State Law Examination
    1985-07-22
Other Names
  • Sandra Morley
  • Sandra S Sailer

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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