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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-03-19
  • NC RA
    APPROVED
    Since 2019-03-19

Branch Locations

138 Scarboro Street, Asheboro, NC 27407 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Asheboro NC 05/2015 Present
Independent Financial Partners Greensboro NC 05/2015 02/2019
Global Retirement Partners, Llc Asheboro NC 02/2019 Present
Previous Registrations
Other Businesses

1. 07/22/2016: No Business Name - Real Estate Rental - INV REL - 2908 Cromwell Road, Greensboro NC 27407 - Start 07/20/2016 - Rental property 3 BR, 1 1/2 single family home - 2 Hr/Mo; 0 Hours During Securities Trading. 2. 3/6/2019 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/28/2019 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in March 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/01/2019 - Legacy Southeast, Inc. - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:02/28/2019 - 160 hrs/mo - 7 hrs during trading. 4. 04/17/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:04/01/2019 - 2 hrs/mo - 0 hrs during trading. 5. 06/14/2019 - No business name - Investment related - Greensboro, NC 27407 - Real Estate Rental - start date:06/10/2019 - 1 hr/mo - 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1985-03-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1985-03-21
Designations
Other Names
  • Ronald Arthur Woody
  • Ronald Arthur Woody Cfp

View on SEC IAPD

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