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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-12 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
108 Zebulon Ct, Rocky Mount, NC 27804 • United States
7741 Market St Ste F, Wilmington, NC 28411 • United States
Hampstead, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rocky Mount | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rocky Mount | NC | 03/2020 | Present |
Real Estate Ownership; Commercial; 108 Zebulon Court -Office Address, ,; ; / Commercial; 7741-F Market St, Wilmington, NC, ,; ; 02/01/2014. Business Ownership; Steven D Felton, Inc.; ; Legal entity to pay staff and major expenses. OSJ is aware of this and I report annually. Checking account information is on file with my OSJ.; PO Box 7007Rocky Mount, NC 27804, ,; ; ; 0 hours per month; / Steven D. Felton, Inc. Felton Consulting, Inc.; ; Consulting; SDF, Inc. P O Box 7007; 108 Zebulon Ct - Physical address Rocky , Mount, NC 27804 Felton Consulting, Inc. PO Box 7007 Rocky Mount,; Not Investment-Related; 01/23/2017; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Duke Childrens Hospital and Health Center; Ambassador; 300 W Morgan St, 12th Floor, , Durham, NC, 27702; Not Investment-Related; 05/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / NC Wesleyan University; Board Member; 3400 N Wesleyan Blvd, , Rocky Mount, NC, 27804; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; sfeltondesigns; Painting pictures for people and turning some of them into notecards and giving all net proceeds to Duke Chilldrens Hospital; Same as on file, ,; ; 01/01/2013; 20 to 39 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-20 |
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