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Carmel A Kelleher

Wells Fargo Clearing Services, LLC

Deerfield, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-11
IL RA APPROVED 2021-08-05
  • TX RA
    APPROVED_RES
    Since 2021-08-11
  • IL RA
    APPROVED
    Since 2021-08-05

Branch Locations

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 11/2013 08/2021
Wells Fargo Clearing Services, Llc Deerfield IL 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-28
  • S66 Uniform Combined State Law Examination
    2011-02-28
Other Names
  • Carmel Ann Kelleher
  • Carmel Ann Woosmann

View on SEC IAPD

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