Teresa Rose Wellington

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Fort Madison, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-01-03 → 2021-06-09
  Voya Financial Advisors, Inc.
  Des Moines, IA
  Fort Madison, IA
  Red Oak, IA
  Des Moines, IA
  Marinette, WI
• 2008-01-01 → 2009-10-22
  Wells Fargo Clearing Services, Llc
  Fort Madison, IA
• 2004-07-16 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Fort Madison, IA
  St. Louis, MO
  Fort Madison, IA

Other Businesses

NAME OF ENTITY:Homestead Financial Services; Yes; 1035 AVE H #2; FORTMADISON; IA; 52627; DBA; Admin Assistant; 1/1/2009; 160; 160; Admin Asst to Financial Advisor. Filing, correspondence, client contact, business processing, etc.|

Exams

• S66 Uniform Combined State Law Examination
  2004-07-15

Other Names

• Teresa Rose Dohman
• Teresa Rose Wellington
• Teresa Rose Dohman