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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
IA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1035 Ave H Ste 2, Fort Madison, IA 52627 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bobb Stock Farms Wever IA 01/2001 Present
Voya Financial Advisors Fort Madison IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2001 → Present
    Bobb Stock Farms
    Wever, IA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Fort Madison, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:Bobb Stock Farms; No; 1380 303 AVE; WEVER; IA; 52658; Farming; Owner; 1/1/2001; 40; 40; Grow and sell produce and lease cows to another family farm. 2. NAME OF ENTITY:Homestead Financial Ltd.; No; 1380 303RD; WEVER; IA; 52658; Financial Services / DBA; Owner; 7/1/2014; 160; 160; Sale of fixed insurance, securities, and investment products. 3. NAME OF ENTITY: Independent Insurance Agent; Yes; 1035 AVE H #2; FORTMADISON; IA; 52627; Fixed Insurance Sales; Independent Insurance Agent; 10/21/2009; 160; 160; Sales of Fixed Insurance Products 4. NAME OF ENTITY:Homestead Financial Services; Yes; 1035 AVE H #2; FORTMADISON; IA; 52627; Sales; Sales/Service; 10/1/2009; 160; 160; Sales/service investments, insurance 5. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 01/01/2001; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTERIZE DOCUMENTS FOR CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
S63 Uniform Securities Agent State Law Examination 2000-01-12
  • S66 Uniform Combined State Law Examination
    2005-08-18
  • S63 Uniform Securities Agent State Law Examination
    2000-01-12

View on SEC IAPD

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