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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-26
  • IA RA
    APPROVED
    Since 2025-08-26

Branch Locations

Fort Madison, IA • United States

701 Avenue G, Fort Madison, IA 52627 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Fort Madison IA 02/2023 Present
Scheels Sports Coralville IA 08/2022 03/2023
Jjd Contracting Fort Madison IA 05/2018 08/2018
Fort Madison School District Fort Madison IA 08/2013 05/2020
Southeastern Community College Burlington IA 08/2020 05/2022
  • 02/2023 → Present
    Fort Madison, IA
  • 08/2022 → 03/2023
    Scheels Sports
    Coralville, IA
  • 05/2018 → 08/2018
    Jjd Contracting
    Fort Madison, IA
  • 08/2013 → 05/2020
    Fort Madison School District
    Fort Madison, IA
  • 08/2020 → 05/2022
    Southeastern Community College
    Burlington, IA
Other Businesses

Outside Employment; PLCPA LLC; Associate Financial Advisor; Manage advisory business; 701 Ave G, , Fort Madison, IA, 52627; Not Investment-Related; 01/01/2026; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-15
S63 Uniform Securities Agent State Law Examination 2025-05-21
  • S65 Uniform Investment Adviser Law Examination
    2025-08-15
  • S63 Uniform Securities Agent State Law Examination
    2025-05-21

View on SEC IAPD

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