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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-11-14
  • CT RA
    APPROVED
    Since 2008-11-14

Branch Locations

1515 S Federal Hwy Ste 208, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Waterbury CT 10/1987 10/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 10/1989 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2012 Present
Northwestern Mutual Investment Services, Llc Boca Raton FL 10/2016 Present
  • 10/1987 → 10/2016
    Northwestern Mutual Life
    Waterbury, CT
  • 10/1989 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2012 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2016 → Present
    Boca Raton, FL
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. IAN FREEMAN, 701 SE 21ST AVE APT 308, DEERFIELD BEACH, , FLORIDA, 33441, UNITED STATES OF AMERICA, AUTHOR, START DATE: 05/21/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, AUTHOR OF A BOOK - BOOK IS COMPLETED. POSSIBLE MEDIA OPPORTUNITIES ONCE PUBLISHED BUT NOTHING AT THIS TIME. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-07
  • S63 Uniform Securities Agent State Law Examination
    1999-04-07
Designations

View on SEC IAPD

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