Nancy Joy Siegel

Employer firm

Citiwest Capital Corporation CRD 113301

15 advisory clients

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1979 → Present
  Stone Associates, Ltd. Dba Citiwest Capital Corporation
  Denver, CO
• 10/1992 → 06/2024
  Securities America, Inc.
  Denver, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Denver, CO

Other Businesses

1. STONE ASSOCIATES, LTD DBA CITIWEST CAPITAL CORPORATION POSITION: President NATURE: STATE-REGISTERED INVESTMENT ADVISER FIRM PROVIDING FINANCIAL PLANNING SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1999 ADDRESS: 600 South Cherry Street, Suite 1125, Denver, Colorado 80246 DESCRIPTION: Estate Planning, Business Planning, Business Continuity Planning, and Investment Planning and Monitoring for owners of closely held family owned businesses and high net worth clients. 2. JEWISH NATIONAL FUND POSITION: Volunteer NATURE: CHARITY - Member of the JNF Mountain States Board INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1999 ADDRESS: 1325 S. Colorado Blvd. Suite 205, Denver, CO 80222 DESCRIPTION: Leadership, Advisor and Mentor 3. STONE ASSOCIATES, LTD DBA CITIWEST CAPITAL CORPATION POSITION: President NATURE: RIA - FINANCIAL PLANNING STONE ASSOCIATES, LTD DBA CITIWEST CAPITAL CORPATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1999 ADDRESS: 600 South Cherry St. Suite 1125, Denver CO 80247, United States DESCRIPTION: Estate Planning, Business Planning, Business Continuity Planning, and Investment Planning and Monitoring for owners of closely held family owned businesses and high net worth clients. 4. JEWISH NATIONAL FUND POSITION: Volunteer NATURE: CHARITY - Member of the JNF Mountain States Board of trustees INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1999 ADDRESS: 6000 Evans Avenue, Suite 2-221, Denver CO 80222, United States DESCRIPTION: Advisor, Leadership, Fund Raising, Public Speaking

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-05-02

Other Names

• Nancy Joy Stone