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Michael Lenny Mcgavin

Osaic Wealth, Inc.

Warrenville, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
MI RA APPROVED 2024-01-19
PA RA APPROVED 2024-01-19
SC RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • MI RA
    APPROVED
    Since 2024-01-19
  • PA RA
    APPROVED
    Since 2024-01-19
  • SC RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services Inc St Charles IL 12/2005 11/2019
Woodbury Financial Services Inc Warrenville IL 11/2019 01/2024
Osaic Wealth, Inc. Warrenville IL 01/2024 Present
  • 12/2005 → 11/2019
    Harris Investor Services Inc
    St Charles, IL
  • 11/2019 → 01/2024
    Woodbury Financial Services Inc
    Warrenville, IL
  • 01/2024 → Present
    Warrenville, IL
Previous Registrations
  • 2019-11-18 → 2024-01-19
    Woodbury Financial Services, Inc.
    Warrenville, IL
  • 2005-12-14 → 2019-11-14
    Bmo Harris Financial Advisors, Inc.
    South Elgin, IL
    St Charles, IL
    Bartlett, IL
    St Charles, IL
  • 2005-05-26 → 2005-12-31
    Harrisdirect Llc
    St. Charles, IL
  • 2004-03-11 → 2004-11-26
    Chicago, IL
Other Businesses

1. MICHAEL MCGAVIN POSITION: Insurance Agent NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2004 ADDRESS: 27575 Ferry Road, Suite 101, Warrenville IL 60555, United States DESCRIPTION: Insurance Agent selling and servicing Fixed Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-02
  • S66 Uniform Combined State Law Examination
    2003-12-02
Other Names
  • Chuck Arlo
  • Arlo Mcgavin
  • Chuck Mcgavin
  • Mick Mcgavin
  • Mike Mcgavin

View on SEC IAPD

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