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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-16 |
Branch Locations
1673 Mahan Center Blvd, Tallahassee, FL 32308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tallahassee | FL | 05/2016 | 06/2023 |
| Lpl Financial Llc | Tallahassee | FL | 06/2023 | Present |
1. 12/1/2023: HUB International; At reported business location(s); Outside/W-2 Employment; Not inv. related; start date 10/1/1989; 40hrs/mo.; 2hrs during trading. 2. 12/1/2023: GM! Financial Services, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; start date 7/1/2023; 0hrs/mo. during trading. 3. 01/29/2026 - U-Vest Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/30/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-08 |
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