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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-02-06
RI RA APPROVED 2023-02-06
TX RA APPROVED_RES 2023-02-06
FL RA APPROVED 2016-08-18
  • LA RA
    APPROVED
    Since 2023-02-06
  • RI RA
    APPROVED
    Since 2023-02-06
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • FL RA
    APPROVED
    Since 2016-08-18

Branch Locations

1303 S Babcock Street 2Nd Floor, Melbourne, FL 32901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Melbourne FL 04/2006 Present
Truist Advisory Services, Inc Melbourne FL 08/2016 Present
Other Businesses

GATOR COUNTRY LLC POSITION: Managing Partner NATURE: RV Camping and storage INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 12/05/2023 ADDRESS: Gainesville FL, United States DESCRIPTION: Establishing the campground BABCOCK PARK LLC POSITION: Member NATURE: Unused Sporting Tickets for resale INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2024 ADDRESS: Melbourne FL, United States DESCRIPTION: none ET GATOR LLC POSITION: MGR NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2025 ADDRESS: INDIALANTIC FL, United States DESCRIPTION: POTENTIAL RENTAL KATIE KORNER LLC POSITION: MGR NATURE: REAL ESTATE PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2025 ADDRESS: INDIALANTIC FL, United States DESCRIPTION: POTENTIAL RENTALS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-13
S63 Uniform Securities Agent State Law Examination 1985-05-02
  • S66 Uniform Combined State Law Examination
    2001-11-13
  • S63 Uniform Securities Agent State Law Examination
    1985-05-02

View on SEC IAPD

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