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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
4 Executive Blvd. Suite 204, Suffern, NY 10901 • United States
Suffern, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/1994 | 09/2022 |
| Chestnut Investment Group, Inc. | Suffern | NY | 08/2004 | Present |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Suffern | NY | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) CHESTNUT INSURANCE AGENCY, INC.; INSURANCE; AGENT; START DATE: 7/21/2004. 2.) CHESTNUT INVESTMENT GROUP, INC.; OWNER; DBA; START DATE: 1/1/1990. 3.) NEAL DEUTSCH; TRUSTEE; FIDUCIARY POSITION; START DATE 06/01/2009
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-21 |
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