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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-10
  • NY RA
    APPROVED
    Since 2025-09-10

Branch Locations

400 Rella Blvd Ste 165, Suffern, NY 10901-8114 • United States

New City, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mamaroneck NY 03/2010 03/2020
Ameriprise Financial Services, Llc Suffern NY 03/2020 Present
Other Businesses

Business Ownership; LJR Consulting; ; Consulting; 2 Yale Drive New City NY 10956, ,; ; 04/21/2010; 0 hours per month; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-08
S63 Uniform Securities Agent State Law Examination 2003-10-04
  • S65 Uniform Investment Adviser Law Examination
    2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    2003-10-04
Other Names
  • Larry Jan Rosen

View on SEC IAPD

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