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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2014-07-18 |
Branch Locations
400 Rella Blvd Ste 165, Suffern, NY 10901-8114 • United States
Allendale, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tarrytown | NY | 05/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Suffern | NY | 03/2020 | Present |
Business Ownership; EME Consulting; business entity to capture 1099 income; Consulting; 15 Yeomans Lane, , Allendale, NJ, 7401; Not Investment-Related; 11/12/2014; 60 hours per month; 1 to 9 during trading hours / 3334 Doral LLC; Help manage business expenses; Pass-through for business expenses.; 400 Rella Boulevard, , Montebello, NY, 10901; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-16 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-19 |
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