Alan Sanford Hughes

Current Employers

Employment History

• 05/2004 → 12/2025
  Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
  Mystic, CT
• 12/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2017 → Present
  Guided Financial Strategies, Llc
  Mystic, CT
• 12/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-05-24 → 2025-12-26
  Lpl Financial Llc
  East Hartford, CT
  Boston, MA
  East Hartford, CT
  Chepatchet, RI
  Bradenton, FL
  Mystic, CT
• 1994-10-26 → 2004-06-10
  Ws Griffith Securities, Inc.
  Waltham, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2004 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: SPECIAL FRIENDS CHARITIES, INC INVESTMENT RELATED: NO ADDRESS: 11 MAIN ST SUITE 214, MYSTIC, CT NATURE OF BUSINESS: CHARITABLE ORGANIZATION START DATE: 08/1998 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: COMMUNICATE WITH BOARD MEMEBERS ON DIRECTION OF ORGANIZATION 3. NAME OF OTHER BUSINESS: GUIDED FINANCIAL STRATEGIES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING FOR CLIENTS, MANAGING ASSETS, PROVIDE FINANCIAL ADVICE

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-01-23