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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/2005 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 06/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Chepachet | RI | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Chestnut Hill Wealth Management Inc. | Chepachet | RI | 02/2026 | Present |
1) CHESTNUT HILL INSURANCE GROUP; PRESIDENT AND CEO; INSURANCE; START DATE 8/1/2015; 32 HOURS PER MONTH. 2) AGNONE AND ASSOCIATES FINANCIAL SERVICES; PRESIDENT & CEO; DBA; START DATE: 1/3/2003; 160 HOURS PER MONTH. 3) NOTARY; NOTARY PUBLIC; ATTORNEY/PARALEGAL/NOTARY SERVICES; START DATE: 01/27/2022; 8 HOURS PER MONTH. 4) NAME OF OTHER BUSINESS: CHESTNUT HILL WEALTH MANAGEMENT INC. ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT/CEO; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-11 |
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