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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-11-12 |
| MA | RA | APPROVED | 2020-10-06 |
Branch Locations
2 Chestnut Hill Road, Chepachet, RI 02814 • United States
E Bridgewater, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities | San Diego | CA | 07/2005 | 09/2022 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 09/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Chepachet | RI | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2020 | Present |
1.)MGA TERM LIFE; INSURANCE; START DATE:7/7/2005. 2.)ONE RESOURCE GROUP; INSURANCE; START DATE:3/27/2008. 3.)AGNONE & ASSOCIATES FINANCIAL SERVICES; AGENT; INSURANCE; START DATE:7/1/2005. 4.) THE SULLY FAMILY TRUST TRUSTEE FIDUCIARY POSITION 4 HOURS PER MONTH 08/12/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-03 |
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