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Thomas P King

Fidelity Institutional Wealth Adviser LLC

Pomfret, CT

Smithfield, RI

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Current Employers
Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-15
RI RA APPROVED 2025-08-15
TX RA APPROVED 2025-08-15
  • CT RA
    APPROVED
    Since 2025-08-15
  • RI RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

Pomfret, CT • United States

500 Salem Street, Smithfield, RI 02917-1288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Smithfield RI 10/2005 Present
  • 10/2005 → Present
    Fidelity
    Smithfield, RI
Other Businesses

OBA-115016|OrgNmn:pomfret volunteer fire dept|Org Addr:pomfret ,Connecticu,US|OBA Nature:town volunteer fire dept|Invst Rel:N|Title:volunteer firefighter|Duties:help around the fire dept, and assist with fire/medical emergencies in town|StrtDt:|TotHrs/mon:6|TrdHrs/mon:0|OBA-103783|OrgNmn:walmart|Org Addr:brooklyn,Connecticu,US|OBA Nature:retail|Invst Rel:N|Title:Employee|Duties:greeting customers/stocking shelves/point of sales|StrtDt:|TotHrs/mon:48|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
S63 Uniform Securities Agent State Law Examination 2006-04-24
  • S66 Uniform Combined State Law Examination
    2025-08-01
  • S63 Uniform Securities Agent State Law Examination
    2006-04-24
Other Names
  • Thomas P King
  • Thomas Patrick King
  • Thomas King

View on SEC IAPD

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