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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-10 |
| NY | RA | APPROVED | 2021-04-10 |
| TX | RA | APPROVED_RES | 2021-03-31 |
| NJ | RA | APPROVED | 2021-03-30 |
Branch Locations
1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States
100 Motor Parkway Suite 590, Hauppauge, NY 11788 • United States
Venice, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Smithtown | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Smithtown | NY | 11/2016 | 12/2020 |
| Janney Montgomery Scott Llc | Hauppauge | NY | 12/2020 | Present |
Gulf N Bay Condo Association, Venice, FL. Board of Directors Trustee (since 02/2023): duties include voting on issues that affect the running and general maintenance of building general supervision over 50 condominium units. Not compensated, not investment related, 5 hrs./month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-25 |
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