Gregory John Richards

Current Employers

Employment History

• 05/2011 → 02/2020
  Centaurus Financial Inc.
  Anheim, CA
• 01/2020 → 07/2023
  Dst Wealth Management Llc
  San Diego, CA
• 05/2023 → Present
  Kingswood Capital Partners, Llc
  Scottsdale, AZ
• 02/2020 → 07/2023
  Benchmark Investments Llc
  Scottsdale, AZ
• 07/2023 → Present
  Kingswood Wealth Advisors
  Scottsdale, AZ

Previous Registrations

• 2020-02-07 → 2023-07-20
  Dst Wealth Management Llc
  Scittsdale, AZ
  Indian Wells, CA
• 2011-05-31 → 2020-02-04
  Centaurus Financial, Inc.
  Scottsdale, AZ
  Chandler, AZ
  Scottsdale, AZ
  Anaheim, CA
  Scottsdale, AZ
• 2006-08-18 → 2011-05-18
  Questar Asset Management, Inc.
  Sun City, AZ
• 2005-01-28 → 2006-06-16
  Usallianz Securities, Inc.
  Sun City, AZ
  Mesa, AZ
  Sun City, AZ

Other Businesses

1) Liberty Wealth Management LLC - Investment related - Yes - 14362 N Frank Lloyd Wright Blvd #1000, Scottsdale, AZ 85260 - Branding purposes only - Member/Owner - 3/01/2015 - 0hrs/mo - 0hrs/mo during trading hrs - DBA, branding purposes 2) The Estate Planning Team - Not investment related - 45110 Club Drive Suite B, Indian Wells, CA 92210 - Prospecting for potential clients explaining the strategies for the deffered sales trust - Member - 10/21/2016 - 12hrs/mo - 0hrs/mo during trading hrs - Prospecting for potential clients explaining the strategies for the deffered sales trust 3) AmeriEstate Legal Plan, Inc. - Not investment related - 3525 Hyland Ave., Suite 150, Costa Mesa, CA 92626 - Legal Plan - Refer Clients - 8/18/20 - 1 hour per month - 0 hours during trading hours - Refer clients to AmeriEstate for legal planning help

Exams

• S66 Uniform Combined State Law Examination
  2005-01-10
• S63 Uniform Securities Agent State Law Examination
  1985-06-17