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Andrew David Shapiro

LPl Enterprise, LLC

New York, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company New York NY 07/2006 12/2017
Metlife Securities Inc New York NY 07/2006 12/2017
Mml Investors Services, Llc New York NY 03/2017 12/2017
Pruco Securities, Llc. New York NY 01/2018 11/2024
Prudential Insurance Company Of America New York NY 01/2018 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 07/2006 → 12/2017
    Metropolitan Life Insurance Company
    New York, NY
  • 07/2006 → 12/2017
    Metlife Securities Inc
    New York, NY
  • 03/2017 → 12/2017
    Mml Investors Services, Llc
    New York, NY
  • 01/2018 → 11/2024
    Pruco Securities, Llc.
    New York, NY
  • 01/2018 → Present
    Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-13
  • S63 Uniform Securities Agent State Law Examination
    1985-05-13
Other Names
  • Andrew Shapiro

View on SEC IAPD

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