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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Napa | CA | 11/2018 | 09/2023 |
| J.P. Morgan Securities Llc | Napa | CA | 09/2023 | 05/2024 |
| Jp Morgan Chase Bank, N.A. | Napa | CA | 10/2023 | 05/2024 |
| Edward Jones | St. Louis | MO | 05/2024 | 06/2026 |
| Merill Lynch | Napa | CA | 09/2009 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Napa | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-27 |
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