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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-04
CA RA APPROVED 2012-01-12
  • TX RA
    APPROVED
    Since 2015-12-04
  • CA RA
    APPROVED
    Since 2012-01-12

Branch Locations

4460 Broad Street Suite 210, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc San Luis Obispo CA 01/2012 Present
  • 01/2012 → Present
    Stifel Nicolaus & Co Inc
    San Luis Obispo, CA
Previous Registrations
  • 2008-10-20 → 2012-01-12
    San Luis Obispo, CA
    San Luis Obispo, CA
    St Louis, MO
Other Businesses

1. GRS Holdings LLC; 1888 N. Foresthill Pl. Danville CA 94526; This is a holding company that we will use to own our rental properties in order to limit our liability; 1/2 owner; help oversee the managers of our rental units; 09/01/2023; 1.00/hr/month; During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16
Designations

View on SEC IAPD

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