Michael Jay Scotto

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Morgan Stanley
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2011-12-05 → 2014-05-23
  Clearbridge Investments, Llc
  New York, NY
• 2009-06-01 → 2011-10-12
  Morgan Stanley
  Purchase, NY
• 2008-04-08 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
  Ny, NY
• 2005-12-21 → 2008-04-09
  Clearbridge Investments, Llc
  New York, NY
• 1999-09-08 → 2005-12-21
  Citigroup Global Markets Inc.
  New York, NY

Other Businesses

SPRING LAKE COMMUNITY HOUSE; SPRING LAKE NJ; TRUSTEE; THEATRE, DANCE, CHILDREN'S PROGRAMS AND COMMUNITY ACTIVITIES; BEGAN JAN 2014; APPROX. 10 HOURS PER MONTH; 2 DAYS PER YEAR DURING NORMAL SECURITIES TRADING HOURS 2. *451551- Bird Crossing LLC Investment related No; Spring Lake, New Jersey; Real Estate; Banker (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 0; Accounting/Bookkeeping *462806- Trust; Investment related Yes; New York, New York; Trust; Trustee/Co-Trustee; 12/2020; During business hours: 0; After business hours: 1; Investment Decisions/Advice *462807- Trust; Investment related Yes; New York, New York; Trust; Trustee/Co-Trustee; 12/2020; During business hours: 0; After business hours: 1; Investment Decisions/Advice *574422- Family investment 73 LLC; Investment related: Yes; Spring Lake, New Jersey; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2023; During business hours: 0; After business hours: 1; Administrative, Investment Decisions/Advice

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-12-04
• S63 Uniform Securities Agent State Law Examination
  1989-04-25