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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-17 |
| TX | RA | APPROVED_RES | 2021-07-15 |
| NV | RA | APPROVED | 2015-08-12 |
| MN | RA | APPROVED | 2015-06-04 |
| IN | RA | APPROVED | 2015-06-01 |
| NM | RA | APPROVED | 2015-06-01 |
| FL | RA | APPROVED | 2015-05-29 |
| RI | RA | APPROVED | 2015-05-28 |
| CT | RA | APPROVED | 2015-05-27 |
| NC | RA | APPROVED | 2015-05-27 |
Branch Locations
750 B Street Suite 3100, San Diego, CA 92101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | San Diego | CA | 05/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-03 |
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