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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
Branch Locations
Firefly Professional Bldg., 105 Route 137 Unit A, East Harwich, MA 02645 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hyannis | MA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hyannis | MA | 11/2016 | 03/2022 |
| Stifel Nicolaus & Co Inc | Hyannis | MA | 03/2022 | Present |
1. Four Owls, LLC; 41 Coventry Lane West Barnstable MA 02668; Income from rental property; Owner; Landlord of rental property; 01/11/2022; 25hrs/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-24 |
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