Michael Robert Sullivan

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-15
TX	RA	APPROVED	2023-06-15

NY RA
APPROVED

Since 2023-06-15
TX RA
APPROVED

Since 2023-06-15

Branch Locations

Firefly Professional Bldg., 105 Route 137 Unit A, East Harwich, MA 02645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus	Hyannis	MA	03/2022	Present
Santander Bank N.A.	South Yarmouth	MA	05/2019	03/2022
Enterprise Rent-A-Car	Falmouth	MA	12/2014	07/2018
N/A	Barnstable	MA	07/2018	05/2019

03/2022 → Present

Stifel Nicolaus

Hyannis, MA
05/2019 → 03/2022

Santander Bank N.A.

South Yarmouth, MA
12/2014 → 07/2018

Enterprise Rent-A-Car

Falmouth, MA
07/2018 → 05/2019

N/A

Barnstable, MA

Other Businesses

1. Notary Public; 24 Beacon St, Boston, MA 02133; State of MA notary services; 07/01/2022; 1 Hour per Month; During securities trading hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-14

S66 Uniform Combined State Law Examination

2023-06-14

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews