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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-13 |
Branch Locations
Firefly Professional Bldg., 105 Route 137 Unit A, East Harwich, MA 02645 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Harwich | MA | 01/2014 | Present |
1. Little Tides LLC; 721 Depot Street Harwich, MA 02645; Children play space and cafe; LLC Member; Bookkeeping; 02/27/2025; 10 hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-15 |
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