Thomas William Hands

Current Employers

Dawson James Asset Management, Inc.

2700 N. Military Trail Suite 100, Boca Raton, FL 33431 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-07-14

FL RA
APPROVED

Since 2021-07-14

Branch Locations

2700 N. Military Trail Suite 100, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dawson James Securities, Inc.	Fort Lauderdale	FL	08/2004	Present

08/2004 → Present

Dawson James Securities, Inc.

Fort Lauderdale, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-11
S63	Uniform Securities Agent State Law Examination	1985-03-08

S66 Uniform Combined State Law Examination

2020-07-11
S63 Uniform Securities Agent State Law Examination

1985-03-08

Other Names

Tom Hands

View on SEC IAPD

Current Employers

Dawson James Asset Management, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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