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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-02
SC RA APPROVED 2017-05-02
  • TX RA
    APPROVED_RES
    Since 2018-03-02
  • SC RA
    APPROVED
    Since 2017-05-02

Branch Locations

1151 44Th Avenue North Suite B, Myrtle Beach, SC 29577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Myrtle Beach SC 04/2017 Present
Unemployed Myrtle Beach SC 06/2015 04/2017
Raymond James Financial Services Advisors Inc. Myrtle Beach SC 05/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 7082 belancino blvd, Myrtle Beach, SC, 29572, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am current trustee and this account is open to receive proceeds from my brothers estate when I receive court order from probate court. (2)Name of Business: Address: 7082 Belancino Blvd, myrtle beach , SC, 29572, United States Activity Type: Control Person Position/Title: Executor (Named Only) Investment Related: Yes Start Date: 03/21/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor of Brothers Estate (3)Name of Business: NALTS LLC Address: 1151 44th Ave N Ste B, Myrtle Beach, SC, 29577, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/23/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (Options Principal)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-29
S63 Uniform Securities Agent State Law Examination 1985-02-05
  • S65 Uniform Investment Adviser Law Examination
    1994-09-29
  • S63 Uniform Securities Agent State Law Examination
    1985-02-05
Other Names
  • Al Wiggin

View on SEC IAPD

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