John David Blumberg

Current Employers

Employment History

• 07/2012 → 07/2023
  Equity Services, Inc.
  Montpelier, VT
• 07/2012 → 07/2023
  National Life Group
  Whiteplains, NY
• 07/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2005 → Present
  Rock Hill Farm
  Pawling, NY
• 01/2019 → Present
  Tilly Foster Farm
  Brewster, NY

Previous Registrations

• 2021-06-22 → 2023-08-23
  Equity Services, Inc.
  Montpelier, VT
  White Plains, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/1984; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ROCK HILL FARM; INVESTMENT RELATED: NO; ADDRESS: PAWLING, NY 12564; NATURE OF BUSINESS: HOBBY FARM/CHARITABLE INTEREST; START DATE: 05/2005; POSITION/TITLE/RELATIONSHIP: PRES; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FARM OWNERSHIP; 3. NAME OF OTHER BUSINESS: TRUE NORTH FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR INSURANCE BUSINESS; START DATE: 05/1984; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: RECRUITING & TRAINING INSURANCE PRODUCERS, AND SELLING INSURANCE SOLUTIONS TO CLIENTS; 4. NAME OF OTHER BUSINESS: TRUE NORTH SOLUTIONS INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PASS THROUGH ENTITY FROM TRUE NORTH FINANCIAL SOLUTIONS; START DATE: 05/1984; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY THAT HOLDS TRUE NORTH FINANCIAL SOLUTIONS; 5. NAME OF OTHER BUSINESS: MEADOWVIEW PAWLING, LLC; INVESTMENT RELATED: NO; ADDRESS: PAWLING, NY 12564; NATURE OF BUSINESS: HOLDING COMPANY FOR REAL ESTATE; START DATE: 03/2010; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NONE, REAL ESTATE HOLDING COMPANY; 6. NAME OF OTHER BUSINESS: MOUNTAINVIEW PAWLING; INVESTMENT RELATED: NO; ADDRESS: PAWLING, NY 12564; NATURE OF BUSINESS: HOLDING COMPANY FOR REAL ESTATE; START DATE: 03/2010; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NONE, REAL ESTATE HOLDING COMPANY; 7. NAME OF OTHER BUSINESS: TILLY FOSTER FARM; INVESTMENT RELATED: NO; ADDRESS: BREWSTER, NY 10509; NATURE OF BUSINESS: PUBLIC DEMONSTRATIONS OF DRAFT HORSES; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: EMPLOYEE / HORSE TRAINER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HORSE TRAINER; 8. NAME OF OTHER BUSINESS: ROCK HILL FARM LLC; INVESTMENT RELATED: NO; ADDRESS: PAWLING, NY 12564; NATURE OF BUSINESS: COMMUNITY EVENTS FREE OF CHARGE; START DATE: 06/1999; POSITION/TITLE/RELATIONSHIP: OWNER/OPERATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGING DRAFT HORSE EVENTS FOR MILITARY, FIRST RESPONDERS, AND SPECIAL NEEDS CHILDREN/ADULTS;

Exams

• S66 Uniform Combined State Law Examination
  2005-11-17
• S63 Uniform Securities Agent State Law Examination
  1985-05-22

Designations