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68 Passaic Street, Ridgewood, NJ 07450-9901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2022-01-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vaughan And Company Securities, Inc. | Ridgewood | NJ | 04/1986 | Present |
| Fairleigh Dickinson University | Teaneck | NJ | 10/2008 | 12/2022 |
OFFICER PENSION ADMINISTRATORS INC. RIDGEWOOD,NJ RUN DAY TO DAY OPERATIONS.BEGAN IN 1984 AND DEVOTE ABOUT 10 HOURS A WEEK OVERSEEING THE FIRM. MOST CLIENTS ARE ALSO BROKER DEALER CLIENTS. JAMES D. VAUGHAN,III ATTORNEY-AT-LAW.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-04 |
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