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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-29 |
Branch Locations
Basking Ridge, NJ • United States
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Securities, Inc. | Florham Park | NJ | 03/2016 | 02/2017 |
| Bankers Life & Casualty | Parsippany | NJ | 02/2017 | 05/2025 |
| Bankers Life Securities Inc | Parsippany | NJ | 07/2017 | 05/2025 |
| Bankers Life Advisory Services, Inc | Parsippany | NJ | 09/2019 | 05/2025 |
| Aetna | Parsippany | NJ | 09/2017 | 05/2025 |
| United Health Care | Parsippany | NJ | 09/2017 | 05/2025 |
| Humana | Parsippany | NJ | 09/2017 | 05/2025 |
| Lpl Enterprise | Paramus | NJ | 05/2025 | Present |
1. 06/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Basking Ridge, NJ - Start Date 05/20/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 06/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Basking Ridge, NJ - Start Date 05/20/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-30 |
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