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Current Employers
Duncan Financial Group, Llc

6 Prospect Street Suite 3-C, Midland Park, NJ 07432 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-08-16
  • NJ RA
    APPROVED
    Since 2004-08-16

Branch Locations

1200 East Ridgewood Avenue Suite 330W, Ridgewood, NJ 07450 • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-04-05
  • NJ RA
    APPROVED
    Since 2004-04-05

Branch Locations

1200 E. Ridgewood Ave Suite 330W, Ridgewood, NJ 07450 • United States

6 Prospect Street Suite 3C, Midland Park, NJ 07432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2002 Present
Duncan Financial Group Ridgewood NJ 04/2002 Present
Previous Registrations
  • 2006-02-09 → 2010-06-08
    Dfg Advisors, Inc.
    Ridgewood, NJ
  • 2004-02-07 → 2004-07-22
    Dfg Advisors, Inc.
    Ridegwood, NJ
Other Businesses

1. IAR OF REGISTERED INVESTMENT ADVISER - SPENDING APPROXIMATELY 30% OF IARS TIME PROVIDING FINANCIAL PLANNING/CONSULTING SERVICES UNDER DFG LLC - INVESTMENT RELATED 2. FIXED INSURANCE SALES AS AGENT UNDER NAME JASON ARMENTI, AT BRANCH LOCATION,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-28
S63 Uniform Securities Agent State Law Examination 1994-08-02
  • S66 Uniform Combined State Law Examination
    2002-10-28
  • S63 Uniform Securities Agent State Law Examination
    1994-08-02

View on SEC IAPD

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