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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
Watchung, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities ,Llc | East Hanover | NJ | 03/1999 | 02/2020 |
| The Prudential Insurance Company Of America | East Hanover | NJ | 03/1999 | 02/2020 |
| Prudential Insurance Company Of America | Paramus | NJ | 04/2020 | Present |
| Pruco Securities, Llc. | Paramus | NJ | 04/2020 | 11/2024 |
| Lpl Enterprise, Llc | Watchung | NJ | 11/2024 | Present |
1) 11/13/2024- Roman Insurance Agency Inc.- Property and Casualty.- Sell, service clients and prospects (Personal auto/home and Commercial)- INV Related- At Watchung, NJ- Start date 03/01/2021- 20 HRS MTH- 10 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 2002-04-18 |
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