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Michael Andre Macieira

LPl Enterprise, LLC

Paramus, NJ

Watchung, NJ

CRD 3210935

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States

Watchung, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities ,Llc East Hanover NJ 03/1999 02/2020
The Prudential Insurance Company Of America East Hanover NJ 03/1999 02/2020
Prudential Insurance Company Of America Paramus NJ 04/2020 Present
Pruco Securities, Llc. Paramus NJ 04/2020 11/2024
Lpl Enterprise, Llc Watchung NJ 11/2024 Present
  • 03/1999 → 02/2020
    East Hanover, NJ
  • 03/1999 → 02/2020
    The Prudential Insurance Company Of America
    East Hanover, NJ
  • 04/2020 → Present
    Prudential Insurance Company Of America
    Paramus, NJ
  • 04/2020 → 11/2024
    Paramus, NJ
  • 11/2024 → Present
    Watchung, NJ
Previous Registrations
Other Businesses

1) 11/13/2024- Roman Insurance Agency Inc.- Property and Casualty.- Sell, service clients and prospects (Personal auto/home and Commercial)- INV Related- At Watchung, NJ- Start date 03/01/2021- 20 HRS MTH- 10 HRS During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-05-13
S65 Uniform Investment Adviser Law Examination 2002-04-18
  • S63 Uniform Securities Agent State Law Examination
    2004-05-13
  • S65 Uniform Investment Adviser Law Examination
    2002-04-18

View on SEC IAPD

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