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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| NJ | RA | APPROVED | 2008-10-03 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Montvale, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | New York | NY | 09/2008 | Present |
| City National Bank | New York | NY | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-02 |
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