Richard Peter Kass

Current Employers

Employment History

• 06/2006 → 01/2026
  Commonwealth Financial Network
  Waltham, MA
• 06/2006 → Present
  Total Asset Planning
  New York, NY
• 01/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  New York, NY

Previous Registrations

• 2021-06-29 → 2026-01-12
  Commonwealth Financial Network
  New York, NY
• 1993-09-21 → 2003-01-28
  Nathan & Lewis Securities, Inc.
  New York City, NY

Other Businesses

1. FIXED INSURANCE SALES; INVESTMENT-RELATED. 2. KBK WEALTH MANAGEMENT, LLC; MEMBER; ENTITY CREATED FOR SECURITIES PRACTICE; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 3. TRUSTEE & CO-TRUSTEE FOR FAMILY-RELATED TRUSTS. 4. TOTAL ASSET PLANNING INC & CO, PRESIDENT AND 100% OWNER OF CORPORATE ENTITY USED TO PAY PERSONAL SALARY AND CORPORATE BILLS, FORMER DBA. 5. TOTAL ASSET PLANNING INC; INV RELATED; NEW YORK , NY; PROVIDE OBJECTIVE CONFLICT FREE FINANCIAL PLANNING TO SELECTED CLIENTS.;100% OWNERSHIP% OWNERSHIP; START DATE: 09/15/1986; 2 HRS PER MONTH; 2 HRS DURING TRADING; CO- TRUSTEE FOR A TESTAMENTARY TRUST; INV RELATED;NEW YORK CITY ,NY; TRUSTEE/CO-TRUSTEE; START DATE: 02/28/2003; 2 HRS PER MONTH; 2 HRS DURING TRADING; CO- TRUSTEE FOR A IREREVOCABLE TRUST; INV RELATED;NEW YORK CITY ,NY; INVEST &MANAGE TRUST ASSETS,; TRUSTEE/CO-TRUSTEE; START DATE: 02/28/2003; 2 HRS PER MONTH; 2 HRS DURING TRADING; CO- TRUSTEE FOR A SISTER LAWS TRUST; INV RELATED;NEW YORK CITY ,NY; LIFE INSURANCE POLICY IN THE TRUST ON MY SISTER IN -LAWS; TRUSTEE/CO-TRUSTEE; START DATE: 06/04/2014; 1 HRS PER MONTH; 1 HRS DURING TRADING; KBK WEALTH MANAGEMENT, LLC; INV RELATED;NEW YORK ,NY; FINANCIAL PLANNING AND INVESTMENT MANAGEMEN;33.33% OWNERSHIP; START DATE: 01/12/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING; INSURANCE; NOT INV RELATED;NEW YORK,NY;Trustee START DATE: 09/18/1985; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-24

Designations

Other Names

• Richard Kass