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350 Fifth Avenue Suite 6740, New York, NY 10118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-02 |
Branch Locations
350 Fifth Avenue Suite 6740, New York, NY 10118 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axiom Capital Management, Inc. | New York | NY | 04/1990 | Present |
I AM THE PRESIDENT OF DALSTAR CORPORATION, AN INVESTMENT CONSULTING BUSINESS, AND PLAN TO SPEND LESS THAN 3% OF MY TIME OR ABOUT 5 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-07 |
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