Christopher Barger Nix

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED	2009-01-15

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED

Since 2009-01-15

Branch Locations

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Mitchel Field	NY	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Mitchel Field, NY

Previous Registrations

2005-02-18 → 2009-01-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Garden City, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-12-20

S63 Uniform Securities Agent State Law Examination

1984-12-20

Other Names

Christopher B Nix

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

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