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Georges Carter Boyer

Wellington Shields & Co., LLC

New York, NY

Peapack, NJ

Vero Beach, FL

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Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-22
NJ RA APPROVED 2010-03-09
  • FL RA
    APPROVED
    Since 2023-03-22
  • NJ RA
    APPROVED
    Since 2010-03-09

Branch Locations

60 Broad Street 39Th Floor, New York, NY 10004 • USA

Peapack, NJ • United States

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. G. Wellington & Co., Inc. New York NY 11/1998 Present
Wellington Shields & Co., Llc New York NY 11/2009 Present
Previous Registrations
  • 2009-08-07 → 2010-12-31
    H. G. Wellington & Co., Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-06
S63 Uniform Securities Agent State Law Examination 1984-12-21
  • S65 Uniform Investment Adviser Law Examination
    2009-08-06
  • S63 Uniform Securities Agent State Law Examination
    1984-12-21
Other Names
  • Georges Boyer

View on SEC IAPD

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