James Sam Vaccaro

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Bmo Harris
  Goodyear, AZ
• 06/2018 → 09/2020
  Lpl Financial
  Scottsdale, AZ
• 06/2018 → 11/2019
  Arizona Bank And Trust
  Phoenix, AZ
• 09/2020 → Present
  Ameriprise Financial Services, Llc
  Scottsdale, AZ
• 11/2019 → 07/2020
  First International Bank And Trust
  Phoenix, AZ

Previous Registrations

• 2018-07-02 → 2020-08-18
  Lpl Financial Llc
  Phoenix, AZ
  Chandler, AZ
  Tempe, AZ
  Chandler, AZ
  Mesa, AZ
  Gilbert, AZ
  Gold Canyon, AZ
  Scottsdale, AZ
  Phoenix, AZ
• 2016-07-14 → 2018-06-21
  Bmo Harris Financial Advisors, Inc.
  Goodyear, AZ
• 2015-09-30 → 2016-06-03
  Pnc Managed Account Solutions, Inc.
  Scottsdale, AZ
• 2012-04-18 → 2015-08-04
  Wells Fargo Clearing Services, Llc
  Glendale, AZ
  Glendale, AZ
  Scottsdale, AZ
  Glendale, AZ
  Peoria, AZ
  Glendale, AZ
• 2011-02-07 → 2012-04-03
  Bmo Harris Financial Advisors, Inc.
  Hoffman Estates, IL
  Schaumburg, IL
• 2010-05-10 → 2011-02-08
  Edward Jones
  Elmhurst, IL
  Elmhurst, IL
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2010-05-07
• S63 Uniform Securities Agent State Law Examination
  2002-09-16

Other Names

• James S Vaccaro
• Jim Vaccaro