John Louis Diaz

Current Employers

Employment History

• 03/2004 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 03/2004 → Present
  Premier Wealth Advisors, Llc
  New York, NY
• 11/2020 → Present
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  New York, NY

Previous Registrations

• 2020-11-12 → 2024-11-27
  Cetera Investment Advisers Llc
  Uniondale, NY
  New York, NY
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  New York, NY
  West Harrison, NY
  Stamford, CT
  Uniondale, NY
  New York, NY
• 2004-04-23 → 2012-07-02
  First Allied Securities, Inc.
  New York, NY
  Bronx, NY
  New York, NY
  New York, NY
  West Harrison, NY
  Stamford, CT
  Uniondale, NY
• 1993-02-12 → 2003-07-23
  Nathan & Lewis Securities, Inc.
  New York, NY

Other Businesses

1) Premier Wealth Advisors LLC; Managing member; DBA; Start date 3/27/2013; 160 hours per month. 2) SURFRIDER FOUNDATION NY CITY CHAPTER; TREASURER; NON-PROFIT ORGANIZATION; START DATE 02/02/2015; 8 HOURS PER MONTH. 3) Premier Financial Advisors Inc; RIA; Start date 03/12/2004 4) PREMIER FINANCIAL SERVICES, INC.; PRESIDENT; HOLDING COMPANY; START DATE: 1/1/1992; 8 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-18
• S63 Uniform Securities Agent State Law Examination
  1985-02-19

Other Names

• John Louis Diaz