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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-07-25 |
| NC | RA | APPROVED | 2005-04-21 |
| LA | RA | APPROVED | 2005-04-13 |
| OH | RA | APPROVED | 2005-04-12 |
| MO | RA | APPROVED | 2005-04-08 |
| TX | RA | APPROVED | 2005-04-08 |
Branch Locations
7700 Forsyth Blvd Suite 1230, Clayton, MO 63105 • United States
Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 10/2010 | 11/2019 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2008 | 11/2019 |
| Jpmorgan Chase Bank, N.A. | Clayton | MO | 11/2019 | Present |
| J.P. Morgan Securities Llc | Clayton | MO | 11/2019 | Present |
Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-19 |
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